Investor Services

CORPORATE ACTION UPDATES

 
All Companies 0-99 A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
Our clients often announce mergers, tender offers, exchanges or other corporate actions that affect the interests of shareholders. In many cases, the terms of the corporate action are very technical and/or confusing. We have designed this section to provide detailed information and instructions in a concise, plain-English format. Moreover, these pages provide access to copies of documents that may be applicable to these corporate actions (e.g., letters of transmittal, tax allocation documents, etc.).

To access the available corporate action pages, please select the desired company from the list below, or use the alphabetical index to easily find a company.

If review of the information provided here does not answer a particular question or concern that you may have, please do not hesitate to contact our Shareholder Services Department via any of the means listed on the "Contact us" page (accessible from the upper toolbar).
 
Company Name
@ROAD INC
@ROAD INC SERIES A-1 PREFERRED STOCK
1-800 CONTACTS INC
454 LIFE SCIENCES CORPORATION
99[ ONLY STORES
A S V INC
A.G. EDWARDS, INC.
A123 SYSTEMS INC (OLD COM/PFD)
ABLEST INC DELAWARE
ABRAXAS ENERGY PARTNERS LP
ABRAXIS BIOSCIENCE INC NEW
ABS INDUSTRIES INC (1-499)
ACCESS PHARMACEUTICALS INC (OLD)
ACCURIDE CORPORATION (OLD)
ACIES CORPORATION (OLD)
ACME PACKET
ACORN ENERGY INC
ACP HOLDING COMPANY-RESTRICTED
ACTIVE POWER INC (OLD)
ACTIVECARE INC
ACTIVIDENTITY CORPORATION
ACUSPHERE INC OLD
ADAMS EXPRESS COMPANY
ADAMS RESPIRATORY THERAPEUTICS INC
ADDISON-DAVIS DIAGNOSTICS INC (OLD)
ADIFY CORPORATION
ADJOINED CONSULTING INC
ADRIAN STEEL COMPANY
ADVANTEST PUBLIC LIMITED REG S (OLD)
ADVANTEST PUBLIC LTD (OLD)
AEGIS LIGHTWAVE INC
AEROFLEX INCORPORATED
AFFINITY MEDIA INTERNATIONAL CORP OLD
AFP IMAGING (OLD)
AGENUS INC (OLD)
AIMNET SOLUTIONS INC
AIRSPAN NETWORKS INC OLD
AIRSPAN NETWORKS INC OLD OLD
AKEENA SOLAR INC
ALEXANDRIA REAL ESTATE EQUITIES INC
ALFA CORPORATION
ALLEGHENY ENERGY (CERT & BOOK REORG)
ALLIANCE FIBER OPTIC PRODUCTS INC (OLD)
ALLIANCE HEALTHCARE SERVICES INC OLD
ALLOY INC
ALLOY INC
ALLSHIPS LTD (OLD)
ALLWORX CORP SERIES 1 PREFERRED
ALLWORX CORP SERIES A PREFERRED
ALLWORX CORP SERIES A PRIME PFD
ALLWORX CORPORATION
ALPINE GROUP INC 6% NOTES DUE 2010
ALTEON INC
ALTERRA CAPITAL HOLDINGS LTD
ALVARION LTD
AMBIENT CORPORATION
AMBION INC
AMEN PROPERTIES INC (OLD)
AMERICAN BANK HOLDINGS INC OLD
AMERICAN BANK NOTE HOLOGRAPHICS INC
AMERICAN METAL & TECHNOLOGY INC OLD
AMERICAN PHYSICIANS SRV GROUP
AMERICAN PUBLIC UNIVERSITY SYSTEM COM
AMERICAN RESTAURANT PARTNERS LP (OLD)
AMERICAN TECHNICAL CERAMICS CORP
AMERICASBANK CORP
AMERON INTERNATIONAL CORPORATION
AMICUS THERAPEUTICS (PRE-IPO)
AMR RESEARCH INC
ANALEX CORPORATION
ANDEREN FINANCIAL INC
ANDORRA CAPITAL CORPORATION
ANDRX CORPORATION-ANDRX GROUP
ANGELICA CORPORATION
ANIMAL HEALTH INTERNATIONAL INC
ANSWERS CORPORATION
ANTEON INTERNATIONAL CORP
APPLICA INCORPORATED
APPLIED BIOSYSTEMS, INC.
APPLIED DATA INC (NEW)
APPLIED NEUROSOLUTIONS INC OLD
APRIA HEALTHCARE GROUP INC
APTIV SOLUTIONS INC
ARCADIAN MANAGEMENT SERVICES INC
ARCHIPELAGO LEARNING INC
ARCHON CORPORATION (249 OR LESS SHARES)
ARCO CAPITAL CORP LIMITED REG D
AREL COMMUNICATIONS & SOFTWARE LTD
ARENA RESOURCES INC
ARGON ST INC
ARGONAUT GROUP INC
ARISTA POWER INC (OLD)
ARISTOTLE CORP
ARLINGTON ASSET INVESTMENT CORP CL A OLD
AROTECH CORPORATION OLD
ARTEMIS INTERNATIONAL SOLUTIONS CORP
ASCENT HEALTHCARE SOLUTIONS INC COM
ASPEN HOLDING INC
ASPYRA INC (OLD)
ASTREX INC (NEW)
ATARI INC
ATARI INC OLD
ATC TECHNOLOGY CORPORATION
ATLANTIC CITY ELECTRIC CO 4% CUM PFD AP
ATLANTIC CITY ELECTRIC CO 4.10% CUM PFD
ATLANTIC CITY ELECTRIC CO 5% CUM PFD
ATLANTIC COAST ENTERTAINMENT HOLDINGS
ATLAS ENERGY RESOURCES LLC COM UNIT
ATP OIL & GAS CORPORATION
ATRINSIC INC (OLD)
ATSI COMMUNICATIONS INC SERIES H
AUDIBLE INC
AULT INCORPORATED
AUTHORIZE.NET HOLDINGS INC
AUTOCHINA INTERNATIONAL LIMITED WTS
AUTOESL DESIGN TECHNOLOGIES INC
AUTOINFO INC
AVALON PHARMACEUTICALS INC
AVENTINE RENEWABLE ENERGY HLD ACC (OLD)
AVENTINE RENEWABLE ENERGY HLD INC (OLD)
AVERION INTERNATIONAL CORP (CASHOUT)
AVERION INTERNATIONAL CORP PRE-SPLIT
AVIGEN INC
AXS-ONE INC
B & H OCEAN CARRIERS LTD 100 OR LESS
B.O.S BETTER ONLINE SOLUTIONS LTD OLD
B.O.S. BETTER ONLINE SOLUTIONS LTD OLD
BAIRNCO CORPORATION
BANCORP OF NEW JERSEY INC
BANCORP RHODE ISLAND INC
BANCROFT FUND LTD
BANCTEC INC 144A
BANCTRUST FINANCIAL GROUP
BANK OF NEVADA
BANK OF SALEM
BANK OF SAN JUANS BANCORPORATION
BANK OF VENICE
BANKATLANTIC BANCORP INC CL A COM
BANKATLANTIC BANCORP INC CL A COM OLD
BARRIER THERAPEUTICS INC
BCSB BANKCORP INC
BEAZER HOMES USA INC
BELIEFNET INC (COMMON, A AND B)
BENIHANA INC
BENIHANA INC CLASS A
BENTHOS INC
BENTLEY PHARMACEUTICALS INC
BIGBAND NETWORKS INC
BIGSTAR ENTERTAINMENT INC
BIOENVISION INC
BIOLUCENT INC
BIOMET INC
BIOMETRX INC OLD
BIOMIMETIC THERAPEUTICS INC
BIOPURE CORPORATION CLASS A OLD
BIOSPHERE MEDICAL INC
BIOTEL INC
BIOTIME INC WARRANTS
BJ'S WHOLESALE CLUB INC
BLUEFLY INC OLD
BLUEPHOENIX SOLUTIONS LTD (OLD)
BNP RESIDENTIAL PROPERTIES INC
BOOMERANG SYSTEMS INC OLD
BOSTON RESTAURANT ASSOCIATES INC
BOUGAINVILLE COPPER LTD
BPI PACKAGING TECH. INC CL A RED WTS
BPO MANAGEMENT (OLD)
BRADLEY PHARMACEUTICALS INC
BRIDGE STREET FINANCIAL INC
BRINKS HOME SECURITY HOLDINGS INC
BRITISH AIRWAYS PLC
BROADCASTER INC OLD
BROADSOFT (PRE-IPO)
BSD SOFTWARE INC
BUCKEYE TECHNOLOGIES INC
BURLINGTON COAT FACTORY
BUSINESS FIRST NATIONAL BANK
CAGY INDUSTRIES INC
CALIFORNIA PIZZA KITCHEN INC
CALIFORNIA WATER SERVICE GROUP SERIES C
CALLON PETROLEUM COMPANY 13.00% SENIOR
CAM COMMERCE SOLUTIONS INC
CANDELA INC
CANTON BANCORP INC
CAPITAL AUTOMOTIVE REIT 7.5% SERIES A
CAPITAL BANK CORPORATION
CAPITAL DIRECTIONS INC CASH OUT
CAPITAL DIRECTIONS INC EXCHANGE
CAPITAL GOLD CORPORATION OLD
CAPITAL PACIFIC HOLDINGS INC
CAPITAL PROPERTIES INC CL B RESTRICTED
CAPITOL FEDERAL FINANCIAL OLD
CARACO PHARMACEUTICAL LABORATORIES LTD
CARAUSTAR INDUSTRIES INC CLASS A COMMON
CARDIMA INC OLD
CARDIMA INC OLD OLD
CARDIOCORE LAB INC
CARDIODYNAMICS INTERNATIONAL CORP
CARDIODYNAMICS INTERNATIONAL CORP OLD
CARDIONET INC OLD COMMON & PFD
CARDIOVASCULAR SYSTEMS, INC. (OLD)
CARDSTAR INC
CARMEL CONTAINER SYSTEMS LTD
CAROLINA DOCTORS CARE INC
CARR REALTY HOLDINGS (NON-ELECTORS)
CARRAMERICA REALTY CORPORATION
CARRAMERICA REALTY CORPORATION SERIES E
CARRAMERICA REALTY LP (NON-ELECTORS)
CARVER BANCORP INC OLD
CASABYTE INC COMMON & SER A PREFERRED
CASCADE BANCORP (OLD)
CASH EXPRESS SERVICES INC OLD
CASH EXPRESS SERVICES INC OLD-REG S
CASUAL MALE RETAIL GROUP INC OLD
CATALYTIC SOLUTIONS INC CLASS A
CATAPULT COMMUNICATIONS CORPORATION
CATASYS INC OLD
CD&L INC
CDW CORPORATION
CEDAR SHOPPING CENTERS INC SERIES A PFD
CELEBRATE EXPRESS INC
CELEQUEST CORPORATION
CELL POWER TECHNOLOGIES INC (OLD)
CELLECTAR COMMON STOCK
CELSION CORPORATION (OLD)
CELUNOL CORP
CENTALE INC
CENTALE INC OLD
CENTENNIAL COMMUNICATIONS CORP (NEW)
CENTRAL VERMONT PUB SRV 4.65% PFD
CENTRAL VERMONT PUBLIC SERVICE 4.15% PFD
CENTRAL VERMONT PUBLIC SERVICE 4.75% PFD
CENTRAL VERMONT PUBLIC SERVICE 5.375 PFD
CENTRAL VERMONT PUBLIC SERVICE CORP
CHAMPPS ENTERTAINMENT INC
CHARMING SHOPPES INC
CHARTER FINANCIAL CORPORATION
CHINA SECURITY & SURVEILLANCE TECH
CHINA TECHNOLOGY DEVELOPMENT GROUP CORP
CHINA TOPREACH INC
CHINA WATER - STOCK
CHINA YIDA HOLDING CO OLD
CHIPX SERIES AA & BB PREFERRED
CHORDIANT SOFTWARE INC
CHYRON CORPORATION (OLD)
CIRCLE GROUP HOLDINGS INC
CITIZENS DEVELOPMENT COMPANY
CITIZENS NATIONAL BANCSHARES INC
CITIZENS REPUBLIC BANCORP INC
CITIZENS REPUBLIC BANCORP INC (NEW)
CLAIRE'S STORES INC
CLEAN DIESEL TECHNOLOGIES INC
CLEAN DIESEL TECHNOLOGIES INC (OLD)
CLEARANT INC OLD
CLEARWIRE CORPORATION CLASS A COMMON
CLINICAL DATA INC CONTINGENT VALUE RTS
CLOVERLEAF COMMUNICATIONS INC
CMGI INC
CNS RESPONSE INC (OLD)
COLLAGENEX PHARMACEUTICALS INC
COLLAGENEX PHARMACEUTICALS INC D PFD
COLUMBIA EQUITY TRUST INC
COLUMBIA EQUITY UNIT
COLUMBIA FINANCIAL CORPORATION
COMFORCE CORPORATION
COMMERCIAL NET LEASE REALTY INC B PFD
COMMUNITY BANKS, INC.
COMMUNITY CAPITAL BANK
COMMUNITY CONNECT INC
COMPLETE PRODUCTION SERVICES INC
COMTEX NEWS NETWORK INC OLD
COMVERSE TECHNOLOGY INC (NEW)
CONCURRENT COMPUTER CORPORATION (OLD)
CONFIRMA, INC.
CONSECO INC 5.5% MAN CON PFD CL B
CORNERSTONE STRATEGIC VALUE FUND INC
CORNERSTONE TOTAL RETURN FUND INC
COUNTRYWIDE FINANCIAL CORPORATION
COUSINS PROPERTIES INC 7 3/4% SER A PFD
COVE APPAREL INC
COX RADIO INC
CPEX PHARMACEUTICALS INC
CRITICAL HOMECARE SOLUTIONS INC
CROSS CANYON ENERGY CORP
CROSSROADS SYSTEMS INC (OLD)
CRYOCOR INC
CRYSTAL RIVER CAPITAL INC
CT COMMUNICATIONS INC
CTM MEDIA HOLDINGS INC CL A COMMON OLD
CURRENEX, INC.
CYBERSOURCE CORPORATION
CYCLACEL PHARMACEUTICALS INC (OLD)
CYTOGEN CORPORATION
CYTOKINE PHARMASCIENCES INC
CYTRX CORPORATION (OLD)
CYTYC INC
DAEGIS INC OLD
DARA BIOSCIENCES INC (OLD OLD)
DARWIN RESOURCES INC
DATARAM CORPORATION
DATASCOPE CORP
DATASTREAM SYSTEMS INC
DEB SHOPS INC
DEBT RESOLVE INC OLD
DEERFIELD CAPITAL CORP OLD
DEI HOLDINGS INC (239 OR LESS)
DEI HOLDINGS INC (NEW)
DELMARVA POWER & LIGHT CO 4% CUM PFD
DELPHI FINANCIAL GROUP INC CLASS A
DELPHI FINANCIAL GROUP INC CLASS B
DESIGN WITHIN REACH INC OLD
DEXCOM INC (OLD)-COMMON AND PREFERREDS
DHT HOLDING INC
DIAMETRICS MEDICAL INC OLD
DIGENE CORP
DIGITAL IMAGING RESOURCES INC
DIGITAL LIGHTWAVE INC
DIGITAL REALTY TRUST INC 8.50%
DIGITALGLOBE INC OLD
DIGITAS INC
DIONEX CORP
DISCOVERY PARTNERS INTERNATIONAL INC
DITECH NETWORKS INC
DIVIDEND AND INCOME FUND
DIVX INC (OLD)
DOCUMENT SCIENCES CORPORATION
DOW PHARMACEUTICALS INC
DSL.NET INC
DUFF & PHELPS CORPORATION
DUKE REALTY CORPORATION DEPOSITARY
DUKE REALTY CORPORATION DEPOSITARY
DUKE-WEEKS REALTY CORP SER B DEP SH
DUNE ENERGY INC (OLD)
DUNE ENERGY OLD
DUSA PHARMACEUTICALS INC
DYNTEK INC OLD
DYNTEK INC OLD
E S & L BANCORP INC
E* TRADE FINANCIAL CORPORATION OLD
E-CENTIVES INC OLD
EAGLE TEST SYSTEMS INC
EAST PENN FINANCIAL CORPORATION NEW
EASTERN HOLDING COMPANY LTD
EASY JET PLC (OLD)
EASYLINK SERVICES CORPORATION
EASYLINK SERVICES CORPORATION OLD
EATON VANCE CREDIT OPPORTUNITIES FUND
EATON VANCE INSURED FLORIDA PLUS
EATON VANCE NATIONAL MUNICIPAL INCOME
EDCI HOLDINGS INC (1399 OR LESS)
EDGAR ONLINE INC
EDGE DYNAMICS INC PFD A
EDGEWAVE INC OLD
EDIETS.COM INC (OLD)
EDUCATIONAL INSIGHTS INC
EGENE INC
ELK HORN COAL COMPANY LLC
ELLACOYA NETWORKS, INC.
ELLINGTON FINANCIAL LLC 144A
ELLSWORTH FUND LTD
EMBER CORP
EMCORE CORPORATION (OLD)
EMERGENCY MEDICAL SERVICES CORPORATION
EMERGENT GROUP INC
EMERGISOFT HOLDINGS INC
EMETER CORP
EMPEROR MINES LTD
EMPIRE STATE BANK N A
EMPIRE STATE BANK N A WARRANTS
ENCORE BANCSHARES INC
ENCORIUM GROUP INC (OLD)
ENDOCARE INC
ENERGIA GLOBAL INT'L (STLMNT DIST)
ENOVA CORPORATION
ENTERTAINMENT DISTRIBUTION COMPANY INC
ENTREMED INC (OLD)
ENTROPIC COMMUNICATIONS (PREFERREDS)
ENTROPIC COMMUNICATIONS INC OLD
ENTRX CORP (NEW 500 & UP)
ENTRX CORPORATION *NULL & VOID*
EPICEPT CORPORATION OLD
EQUITABLE FINANCIAL 100% STOCK
EQUITABLE FINANCIAL 50/50 EXCH
EQUUS TOTAL RETURN INC
ERESEARCH TECHNOLOGY INC
ERGO SCIENCE CO 1-199 SHARES
ERGO SCIENCES 10000 OR MORE
ERIE FAMILY LIFE INSURANCE COMPANY
ESYLVAN INC CLASS A CONV
ETRIALS WORLDWIDE INC
EURAND N.V
EUROSEAS LTD OLD
EVERGREEN SOLAR INC OLD
EVOLVING SYSTEMS INC OLD
EXCEL TECHNOLOGY INC
EYE WONDER INC
FBR & CO
FERMAVIR PHARMACEUTICAL
FIAT SPA - SAVINGS
FIBERXON INC
FIBROCELL SCIENCE INC (OLD)
FIELDSTONE INVESTMENT CORPORATION
FILM ROMAN INC
FINISAR CORPORATION OLD
FIRST ASSOCIATIONS BANK
FIRST CITY FINANCIAL CORP (NEW)
FIRST COMMUNITY CORPORATION DO NOT USE
FIRST COMPANY
FIRST CONSULTING GROUP INC
FIRST INDEPENDENT CAPITAL OF NEVADA
FIRST INTERSTATE BANCSYSTEM INC CL B
FIRST IPSWICH BANCORP PREFERRED
FIRST JACKSBORO BANCSHARES INC
FIRST NATIONAL BANCSHARES-BRADENTON
FIRST NATIONAL BANK OF MORGAN
FIRSTBANK NW CORP
FISHER SCIENTIFIC INTERNATIONAL INC
FLANDERS CORPORATION
FLORIDA EAST COAST INDUSTRIES
FNBH BANCORP INC (OLD)
FNC REALTY CORPORATION
FOOD TECHNOLOGY SERVICE INC OLD
FOODARAMA SUPERMARKETS INC
FORBES ENERGY SERVICES LLC
FORGENT NETWORKS INC
FOX & HOUND RESTAURANT GROUP
FREESEAS INC (OLD OLD)
FRONTIER FINANCIAL CORPORATION OLD
FUNCTION (X) INC
FUNDTECH LTD
GAMCO GLOBAL GOLD NATURAL RES & INC TR
GASTAR EXPLORATION LTD OLD
GATEWAY BANK OF PENNSYLVANIA
GATEWAY INDUSTRIES INC (NEW)
GDL FUND SERIES A CUM CALLABLE PFD
GEHL COMPANY
GEMSTAR-TV GUIDE INTERNATIONAL INC
GENERAL AMERICAN INVESTORS COMPANY INC
GENERAL BEARING CORPORATION
GENERAL HYDROGEN CORPORATION
GENESIS LEASE LIMITED
GENOPTIX INC
GENVEC INC (OLD)
GEOEYE INC
GEOVAX LABS INC (OLD)
GF HEALTH PRODUCTS INC (OLD)
GI DYNAMICS INC
GIGOPTIX INC LLC UNITS
GLOBAL MATRECHS INC (OLD)
GLOBAL-TECH APPLIANCES INC (OLD)
GLOWPOINT INC (OLD)
GLYCOSAN BIOSYSTEMS INC
GOLF GALAXY INC
GOOD HARBOR PARTNERS ACQUISITION CORP
GRAHAM PACKAGING COMPANY INC
GRANT PRIDECO INC.
GREAT AMERICAN FINANCIAL RESOURCES INC
GREAT LAKES BANCORP INC COMMON
GREATER COMMUNITY BANCORP
GREEN BANKSHARES INC
GREEN BUS LINES
GREENFIELD ONLINE, INC.
GREENSHIFT CORPORATION (OLD)
GREENSTAR SERVICES CORP
GS CLEANTECH CORPORATION OLD
GTC BIOTHERAPEUTICS INC NEW
GTC BIOTHERAPEUTICS INC OLD
GTSI CORP
GULF RESOURCES INC OLD
GULFMARK OFFSHORE (PRESUMED/DOMESTIC)
HALIFAX CORPORATION
HANAROTELECOM INCORPORATED
HAND HELD ENTERTAINMENT INC OLD
HANDS ON VIDEO RELAY SERVICES INC
HANOVER COMPRESSOR COMPANY
HANOVER DIRECT INC
HAPTOGUARD INC
HARBOR BANKSHARES INC 1-100
HARBOR BIOSCIENCES INC DO NOT USE
HARBOR BIOSCIENCES INC (999 OR LESS)
HARKEN ENERGY CORPORATION (NEW) N/C
HARLEYSVILLE NATIONAL CORPORATION
HEALTH DIALOG SERVICES CORPORATION
HEALTHSPAN INC
HEALTHTRONICS INC
HEALTHWAREHOUSE.COM INC (OLD)
HECLA MINING CO 6.50 MANDATORY CONV PFD
HELIOS STRATEGIC MORTGAGE INCOME
HELIOS TOTAL RETURN FUND INC (OLD)
HELIX BIOMEDIX INC
HEMOSPHERE INC (STOCK)
HERSHA HOSPITALITY TRUST SERIES A
HIGHBURY FINANCIAL INC
HIGHLAND DISTRESSED OPP EXCH
HIGHLAND HOSPITALITY CORPORATION
HIGHWOODS PROPERTIES INC 8% B CUM PFD
HILAND HOLDINGS GP LP
HILAND PARTNERS LP
HIRSCH ELECTRONICS
HIRSCH INTERNATIONAL CORP.
HKN INC (OLD)
HLTH CORPORATION
HORIZON LINES INC DOMESTIC OLD
HQ SUSTAINABLE MARITIME IND 1-1999 OLD
HUNGARIAN TELEPHONE & CABLE CORP
HYPERION BROOKFIELD COLLATERALIZED
I-FLOW CORPORATION (NEW)
I-LOGIX INC.
I-MANY INC
I.C. ISAACS & COMPANY INC
I2 TECHNOLOGIES INC (NEW)
IA GLOBAL INC OLD
IBT BANCORP INC
ICAGEN INC
ICONCLUDE CO.
ICONTACT INC
ICX TECHNOLOGIES INC
IDENTIVE GROUP INC
IDM PHARMA INC
IDT CORPORATION
IDT CORPORATION OLD
IMMUNE RESPONSE CORPORATION OLD
IMPAC MORTGAGE HOLDINGS INC OLD
INDEPENDENCE COMMUNITY BANK CORP
INDEPENDENT BANK CORPORATION OLD
INDEVUS CVR SUPPRELIN (BROKERS)
INDEVUS PHARMACEUTICALS INC
INDUSTRIAL DISTRIBUTION GROUP INC
INERGETICS INC
INERGY HOLDINGS L.P.COMMON
INFINITY PHARMACEUTICALS INC (OLD)
INFORTE CORP
INFOSYS LIMITED
INNOVIVE PHARMACEUTICAL COMMON
INPHI CORPORATION OLD
INSMED COMMON OLD
INTEGRAMED AMERICA INC (NEW)
INTEGRATED ELECTRICAL SERVICES INC
INTEGRATED SECURITY SYSTEMS INC (OLD
INTEGRATED SURGICAL SYSTEMS INC OLD
INTEGRATION ASSOCIATES INC.
INTELISYS AVIATION SYSTEMS OF
INTELISYS AVIATION SYSTEMS OF AMERICA
INTELLECT NEUROSCIENCES INC (OLD)
INTELLON CORP COMMON PRE-SPLIT
INTERACTIVE DATA CORPORATION
INTERLINE BRANDS INC
INTERMOUNTAIN COMMUNITY BANCORP (OLD)
INTERMOUNTAIN FIRST BANCORP
INTERNAP NETWORK SERVICES CORP OLD
INTERNATIONAL FIGHT LEAGUE INC OLD
INTREPID CAPITAL CORPORATION (OLD)
INTRINSIC SEMICONDUCTOR CORP
INVENTIV HEALTH INC
INVITEL HOLDINGS
IOMAI CORPORATION
IOMEGA CORPORATION (NEW)
ION MEDIA NETWORKS INC CL A
IONA TECHNOLOGIES PLC
IPAYMENT INC
ISOTIS INC
ISRAEL GROWTH PARTNERS ACQUISITION COMM
ITC DELTACOM INC
ITC DELTACOM INC (OLD)
J CREW GROUP INC OLD
J CREW GROUP INC SERIES A PREFERRED
J CREW GROUP INC SERIES B PREFERRED
JACADA LTD (OLD)
JAMAICA CENTRAL RAILWAYS
JAMES MONROE BANCORP INC
JDA SOFTWARE GROUP INC
JDS UNIPHASE CORPORATION OLD
JEFFERIES GROUP INC
JENNIFER CONVERTIBLES INC SER B PFD
JER INVESTORS TRUST INC OLD
JNETX INC
JSC POLYMETAL
K-TEL INTERNATIONAL INC 1-4999
K-TEL INTERNATIONAL INC NEW
K-TRON INTERNATIONAL INC
KANBAY INTERNATIONAL INC
KAPSTONE PAPER & PACKING CORP UNITS
KCAP FINANCIAL INC
KCS ENERGY INC
KENDLE INTERNATIONAL INC
KENT FINANCIAL SERVICES INC (NEW)
KINETIKOS MEDICAL INC
KING PHARMACEUTICALS INC
KINTERA INC
KKR FINANCIAL CORP
KMG AMERICA CORPORATION
KNOLOGY INC
KNOVA SOFTWARE INC
KOOR INDUSTRIES LTD
KOS PHARMACEUTICALS INC
KSW INC
LA JOLLA PHARMACEUTICAL CO (OLD OLD)
LA JOLLA PHARMACEUTICAL COMPANY (NEW)
LA QUINTA CORPORATION
LA QUINTA PROPERTIES INC DEPOSITARY
LACROSSE FOOTWEAR, INC
LANDESK GROUP LIMITED
LANDRY'S RESTAURANTS INC
LASERSCOPE INCORPORATED
LATROBE SPECIALTY METALS INC
LAUREATE EDUCATION INC
LCC INTERNATIONAL INC CLASS A
LEVEL 8 SYSTEMS INC
LIBERTY CORP
LIGHTING SCIENCE GROUP CORPORATION OLD
LIMCO-PIEDMONT INC
LINCOLN BANCORP
LODGIAN INC
LOGICVISION INC (NEW)
LOGILITY INC
LONE STAR STEAKHOUSE & SALOON INC
LOOPNET INC
LTC PROPERTIES INC 8% SER F CUM PFD
LTC PROPERTIES INC 8.5 SER E CUM CONV PR
LUBRIZOL CORPORATION
LUMERA CORPORATION
LXU HEALTHCARE G PREFERRED
LXU HEALTHCARE SER G OPTIONS
LXU HEALTHCARE WARRANTS
LXU HEALTHCARE, INC.
LYNNWOOD FINANCIAL GROUP INC
M & F WORLDWIDE CORP
M-CUBED TECHNOLOGIES INC
MACE SECURITY INC RIGHTS 2011
MACKAY LIFE SCIENCE INC (OLD)
MACROCHEM CORPORATION
MACROCHEM CORPORATION (OLD)
MACROVISION CORPORATION OLD
MAGNA-LAB INC CL. A COM.
MAGNETEK INC (OLD)
MAGNUM COAL COMPANY
MAGSTAR TECHNOLOGIES (CASH-OUT)
MAIN STREET TRUST INC
MAINLINE BANK
MAKARA INC
MAKARA INC (OPTIONEES)
MAN SANG HOLDINGS INC (OLD)
MANDALAY DIGITAL GROUP
MANHATTAN PHARMACEUTICALS INC
MANHATTAN PHARMACEUTICALS INC SER A CONV
MANUGISTICS GROUP INC
MAP PHARMACEUTICALS INC
MARINA BIOTECH INC (OLD)
MARITRANS INC
MARKETRX, INC.
MARLTON TECHNOLOGIES INC
MARYLAND BANKCORP INC
MARYLAND BANKCORP INC (NON ELECTORS)
MARYLAND PERMANENT BANK & TRUST CO
MASSBANK CORP
MAST THERAPEUTICS INC
MAXIM CRANE WORKS HOLDINGS INC
MAXXAM INC (OLD)
MCLEODUSA, INC.
MDRNA INC
MECHANICAL TECHNOLOGY INC OLD
MEDCO HEALTH SOLUTIONS INC (CERT/BOOK)
MEDIAMIND TECHNOLOGIES INC
MEDICAL NUTRITION USA INC
MEDICINOVA INC OLD
MEDIWARE INFORMATION SYSTEMS INC
MEDQUIST INC
MEDTOX SCIENTIFIC INC (NEW)
MER TELEMANAGEMENT SOLUTIONS LTD OLD
MERCANTILE BANKSHARES CORPORATION
MERCANTILE CAPITAL CORPORATION
MERCATOR PARTNERS ACQUISITION CORP
MERCURY AIR GROUP (OLD) 1,001 SHS & UP
MERCURY AIR GROUP INC
MERIDIAN RESOURCE CORPORATION
METALINK LTD
METROPCS COMMUNICATIONS INC
METROPOLITAN HEALTH NETWORKS INC
MICHROM BIO
MICROMET INC
MICROTUNE INC
MICROVISION INC (OLD)
MID-AMERICA APT COMM INC SER H PFD
MIKRON INFRARED INC
MILASTAR CORPORATION
MILLENNIUM BANKSHARES CORPORATION OLD
MILLENNIUM BIOTECHNOLOGIES GROUP
MILLENNIUM BIOTECHNOLOGIES GROUP
MINRAD INTERNATIONAL INC
MMH HOLDINGS INC
MOLECULAR INSIGHT PHARMACEUTICALS (OLD)
MONMOUTH CAPITAL CORPORATION
MONOGRAM BIOSCIENCES INC
MONOGRAM BIOSCIENCES INC OLD
MOONEY AEROSPACE GROUP LTD
MORTGAGEIT HOLDINGS, INC
MORTON'S RESTAURANT GROUP INC
MORTONS RESTAURANT GROUP INC PFD SER A
MOSAIC COMPANY OLD
MOTRICITY INC
MOUNTAIN BANK HOLDING COMPANY
MOVIE STAR INC N/C
MPX, INC.
MRS FIELDS ORIGINAL COOKIES INC
MRV COMMUNICATIONS INC OLD
MTM TECHNOLOGIES INC (OLD)
MUELLER INDUSTRIES 6% SUB DEB 11/01/2014
MUTUAL COMMUNITY SAVINGS BANK INC
MUZAK HOLDINGS LLC DISCOUNT WTS
MUZAK HOLDINGS LLC NEW COMMON UNITS
MYLAN INC 6.50% MANDATORY CONV PFD
NABI BIOPHARMACEUTICALS INC
NATIONAL ATLANTIC HOLDINGS CORPORATION
NATIONAL BANK OF SOUTHWEST FLORIDA
NATIONAL DATACOMPUTER INC (OLD)
NATIONAL HOME HEALTH CARE CORP
NATIONAL IMAGING ASSOCIATES INC CLASS A
NATIONAL RETAIL PROPERTIES INC
NATIONAL RETAIL PROPERTIES INC
NATIONAL RETAIL PROPERTIES INC SER A PFD
NAYARIT GOLD INC
NBTY INC
NELLIX INC
NEON SYSTEMS INC
NEONODE INC (OLD)
NEONODE INC SERIES A PFD (OLD)
NEONODE OLD
NESS TECHNOLOGIES INC
NET2PHONE INC
NETGURU INC OLD
NETSMART TECHNOLOGIES INC (NEW)
NETSOL TECHNOLOGIES INC (OLD)
NETWORK EQUIPMENT TECHNOLOGIES INC
NEURALSTEM INC B WTS
NEUROBIOLOGICAL TECHNOLOGIES INC (OLD)
NEUROMETRIX INC OLD OLD
NEW AMERICA HIGH INCOME FD INC OLD
NEW ASIA BANCORP INC
NEW BRUNSWICK SCIENTIFIC CO INC
NEW EDGE HOLDING CO
NEW YORK & HARLEM RAIL ROAD COMPANY
NEW YORK MORTGAGE TRUST INC
NEW YORK MORTGAGE TRUST INC OLD
NEWALLIANCE BANCSHARES INC
NEWMIL BANCORP INC
NEWTOWN LANE MARKETING INCORPORATED
NEXT 1 INTERACTIVE INC (OLD)
NEXTWAVE PHARMACEUTICALS INC
NEXUS BIOSYSTEMS INC
NGAS RESOURCES INC
NILE THERAPEUTICS, INC. (OLD)
NITROMED INC
NORTH SIDE STATE BANK - WY
NORTHERN EMPIRE BANCSHARES
NORTHERN NEW YORK BANCORP INC
NORTHSTAR CAPITAL INVESTMENT CORP
NORTHWEST BANCORP INC OLD
NOTIFY TECHNOLOGY CORPORATION (OLD)
NOVACEA INC
NOVAMED INC NEW
NOVAMED INC OLD
NOVELOS THERAPEUTICS INC (OLD)
NOVEN PHARMACEUTICALS INC
NOVT CORPORATION (OLD OLD)
NU HORIZONS ELECTRONICS CORP
NUTSHELL MAIL INC
NUWAY MEDICAL INC
NWP HOLDINGS INC
O I CORPORATION
O'CHARLEY'S INC
OBAGI MEDICAL PRODUCTS INC
OCEANFREIGHT INC CLASS A COMMON NEW
OCEANFREIGHT INC CLASS A COMMON OLD
OCWEN FINANCIAL 9 SHARES AND LESS
OM FOODS LTD
OMNI ENERGY SERVICES CORP
OMNITURE INC COMMON & PREFERREDS
ONCOLOGIX TECH INC OLD
ONCURE MEDICAL CORP
ONE BIO CORP (OLD)
ONLINE BENEFITS (COMMON & PFD)
ONLINE BENEFITS (OPTIONS/WARRANTS)
ONLINE RESOURCES CORPORATION
ONTARIO NATIONAL BANK
OPHTHALMIC IMAGING SYSTEMS
OPKO HEALTH INC 8% SER D CUMULATIVE
OPKO HEALTH INC SERIES A PREFERRED
OPTELECOM-NKF
OPTIBASE LTD OLD
OPTICAL COMMUNICATION PRODUCTS INC CL A
OPTICARE HEALTH SYSTEMS INC
OPTIUM CORPORATION
ORCHID CELLMARK INC
ORGANIC TO GO FOOD CORPORATION
ORION HEALTHCORP INC (1-2499)
ORTHODONTIX INC
ORTHOVITA INC
OSE USA INC
OTIX GLOBAL INC (OLD)
OTIX GLOBAL INC NEW
OUTLOOK GROUP CORP
OVERDRIVE INC
OXIGENE INC (OLD)
OXIGENE INC (OLD) (OLD)
OXYGEN MEDIA CORPORATION
PACIFIC ENERGY PARTNERS L.P.
PACIFIC ENTERPRISES
PACIFIC ENTERPRISES
PACIFIC ENTERPRISES $4.36 PFD
PACIFIC ENTERPRISES $4.40 PFD
PACIFIC ENTERPRISES $4.75 CONV PFD
PACIFIC ENTERPRISES $4.75 PFD
PACIFIC ETHANOL INC OLD
PACIFIC ETHANOL INC OLD OLD
PAETEC CORP
PALATIN TECHNOLOGIES INC OLD
PALIGENT INC
PANTERA PETROLEUM INC OLD
PAPERCLIP SOFTWARE INC
PARAGON REAL ESTATE EQUITY AND (OLD)
PARAMETRIC TECHNOLOGY CORPORATION (OLD)
PARISH NATIONAL CORP
PATRIOT CAPITAL FUNDING INC
PATRON SYSTEMS INC OLD
PEGASUS COMMUNICATIONS CORP NEW
PEGASUS SOLUTIONS INC
PELICAN FINANCIAL INC
PENN LAUREL FINANCIAL CORP
PENN VIRGINIA GP HOLDINGS LP
PENWEST PHARMACEUTICALS MERGER
PEOPLES ENERGY CORPORATION
PETCO ANIMAL SUPPLIES INC
PETROLEUM & RESOURCES CORPORATION
PFEIFFER VACUUM TECHNOLOGY AG
PHARMANET DEVELOPMENT GROUP INC
PHARMION CORPORATION
PHILADELPHIA CONSOLIDATED HOLDING CORP
PI CORPORATION
PI CORPORATION (OPTIONEES)
PICOLIGHT INCORPORATED
PIONEER COMPANIES INC
PLAINSCAPITAL CORPORATION
PLATINUM ENERGY RESOURCES INC UNITS
PLAYBOY ENTERPRISES INC CLASS B
PLUG POWER INC (OLD)
PLURISTEM LIFE SYSTEMS INC COMMON (OLD)
POINT THERAPEUTICS INC
POLYMEDIX INC
POLYMEDIX INC SERIES 1 CONVERTIBLE
POLYMER GROUP INC COM A
PORTA SYSTEMS CORP OLD
PORTA SYSTEMS CORP OLD OLD
POTOMAC BANK OF VIRGINIA
POWER-ONE INC
PRA INTERNATIONAL INC
PRAECIS PHARMACEUTICALS INC
PRESCIENT MEDICAL INC SERIES A PFD OLD
PRG-SCHULTZ INTERNATIONAL INC OLD
PRIMEDEX HEALTH SYSTEMS INC
PRIMEDEX HEALTH SYSTEMS INC 11.5% SER A
PROGINET CORPORATION
PROSPECT MEDICAL HOLDINGS INC
PROSPECT MEDICAL INC WTS
PROSPECT ST HIGH INC PORTFOLIO INC NEW
PROSPECT ST HIGH INCOME PORTFOLIO INC
PROSPECT STREET INCOME SHARES INC
PROSPECT STREET INCOME SHARES INC
PROTALEX INC (OLD)
PSS WORLD MEDICAL INC
PUMA AG RUDOLF DASSLER SPORT
PURPLE COMMUNICATIONS INC
PV POWERED INC
PXRE GROUP LTD.
QAD INC
QUMRANET, INC.
R-TEC TECHNOLOGIES INC OLD
R2 TECHNOLOGY INC
RADA ELECTRONIC INDUSTRIES LTD (NEW)
RADCOM LTD OLD
RADIATION THERAPY SERVICES INC
RADVISION LTD
RAILAMERICA INC
RAIT FINANCIAL TRUST
RAPTOR PHARMACEUTICALS CORP OLD
RB ASSET INC
READER'S DIGEST ASSOCIATION
REDBACK NETWORKS INC
REDBACK NETWORKS INC $5.00 WARRANTS
REDBACK NETWORKS INC $9.50 WARRANTS
REDDY ICE HOLDINGS INC
REFAC OPTICAL GROUP
RELIANT TECHNOLOGIES INC
REMEDY TEMP INC
REMY INTERNATIONAL INC SER A PFD
RENO GOLD CORP OLD
RENT A WRECK OF AMERICA INC
REPLIDYNE INC
REPLIDYNE INC (OLD)
REPUBLIC BANCORP INC
RETALIX LTD
REVLON INC CLASS A COMMON OLD
REWARD NETWORK INC OLD
REWARDS NETWORK INC NEW
RF MAGIC (A PREFERRED)
RF MAGIC (B PREFERRED)
RF MAGIC (C PREFERRED)
RF MAGIC INC
RICA FOODS INC
RIT TECHNOLOGIES LTD ORDINARY SHARES OLD
RMG CAPITAL CORPORATION
ROBBINS & MYERS INC
ROBOMATIX TECHNOLOGIES LTD
ROCK OF AGES CORPORATION CL A
ROOMLINX INC (OLD)
ROSETTA GENOMICS LTD (OLD OLD)
ROSETTA GENOMICS LTD (OLD)
ROTONICS MANUFACTURING INC
ROW 44 INC (OPTIONS)
ROW 44 INC (SHARES)
ROYAL HAWAIIAN ORCHARDS L.P
RSA SECURITY INC
RSC HOLDINGS INC
RYAN'S RESTAURANT GROUP INC *T*
SABRE HOLDINGS CORPORATION
SAFEGUARD HEALTH ENTERPRISES INC
SAND HILL IT SECURITY (CASH)
SARATOGA INVESTMENT CORP (OLD)
SATCON TECHNOLOGY CORPORATION (OLD)
SBE INC OLD
SCHEID VINEYARDS INC
SCOOP INC
SEACUBE CONTAINER LEASING LTD
SECUREALERT INC
SEEC INC
SEGUE SOFTWARE INC
SEITEL INC
SELWAY CAPITAL ACQUISITION CORP COM B
SENTIGEN HOLDING CORP
SEQUENOM INC
SERACARE LIFE SCIENCE (DELAWARE)
SERACARE LIFE SCIENCES INC (CALIFORNIA)
SG BUILDING BLOCKS INC
SHAMIR OPTICAL INDUSTRY LTD
SHELTON GREATER CHINA FUND
SI INTERNATIONAL INC
SIBERIAN ENERGY GROUP INC (DO NOT USE)
SIERRA DESIGN AUTOMATIONS INC
SIGNATURE FINANCIAL HOLDINGS INC
SIGNET GROUP PLC
SIRENZA INC
SKYTERRA COMMUNICATIONS 2006 RIGHTS
SKYTERRA COMMUNICATIONS INC
SLATER DEVELOPMENT CORP
SLEEPY HOLLOW BANCORP INC
SMARTHINKING INC.
SMF ENERGY CORPORATION OLD
SMITH & WOLLENSKY RESTAURANT
SOCKET MOBILE INC OLD
SOLIGENIX INC (OLD)
SOLUTIA INC
SOMANTA PHARMACEUTICALS INC
SOMAXON PHARMACEUTICALS INC (OLD)
SOMERSET HILLS BANCORP
SONIC FOUNDRY INC
SOUTH VALLEY BANCORP INC
SOUTHPEAK INTERACTIVE CORPORATION W WTS
SOUTHWEST CAPITAL BANCSHRES
SOUTHWEST WATER COMPANY
SOUTHWEST WATER COMPANY 2.625 PFD A
SPACEHAB INCORPORATED (OLD)
SPATIALIGHT INC OLD
SPHERIX INCORPORATED (OLD OLD)
SPHERIX INCORPORATED (OLD)
SPIRIT FINANCE CORPORATION
SPORT SUPPLY GROUP INC
SRA INTERNATIONAL INC CLASS A COMMON
SSI SURGICAL SERVICES INC
STAMFORD INDUSTRIAL GROUP INC OLD
STAR BULK CARRIERS CORP
STAR MARITIME ACQUISITION CORP
STARWOOD HOTELS & RESORTS WORLDWIDE INC
STARWOOD HOTELS & RESORTS WORLDWIDE INC
STATE BANCORP INC
STATE BANK AND TRUST COMPANY
STERLING FINANCIAL CORP CONV VT PFD B
STERLING FINANCIAL CORP CONV VT PFD D
STERLING FINANCIAL CORPORATION (OLD)
STEWART & STEVENSON SERVICES INC
STRATALIGHT COMMUNICATIONS
STRATEGIC GAMING INVESTMENTS INC (DEL)
STREAM GLOBAL SERVICES INC
SUCCESSFACTORS INC MERGER
SUN HEALTHCARE GROUP INC (NEW)
SUNAIR ELECTRONICS INC
SUNESIS PHARMACEUTICALS INC (OLD)
SUNSHINE PCS CORPORATION CASH-OUT
SUNSHINE PCS CORPORATION PRE-SPLIT
SUPERCOM LTD
SURGE GLOBAL ENERGY INC NEW
SWANK INC (NEW)
SWEETSPOT DIABETES CARE INC
SWISHER INTERNATIONAL INC (NEW)
SWISS HELVETIA FUND INC
SYBASE INC.
SYNBIOTICS CORPORATION
SYNERGX SYSTEMS INC
SYNIVERSE HOLDINGS INC
SYNOVIS LIFE TECHNOLOGIES INC
SYNTROLEUM CORPORATION
TABERNA REALTY FINANCE TRUST
TAILWIND FINANCIAL INC UNITS
TAPESTRY PHARMACEUTICALS INC (OLD)
TARGANTA THERAPEUTICS CORPORATION
TARGET LOGISTICS INC
TB WOOD'S CORPORATION
TEFRON LTD OLD
TELAVA NETWORKS INC
TELEBYTE TECHNOLOGY INC
TENGION INC (OLD)
TEXTRON INC 1.40 CONVERTIBLE PFD
TEXTRON INC 2.08 CUMULATIVE CONVERTIBLE
THERMAGE INC (OLD)
THESTREET INC
THORNBURG MORTGAGE INC OLD
TIB FINANCIAL CORP (NEW)
TIB FINANCIAL CORP (OLD)
TIKCRO TECHNOLOGIES LTD OLD
TITANIUM METALS CORPORATION 6 3/4%
TLNB FINANCIAL CORP
TODD SHIPYARD
TOREADOR RESOURCES CORPORATION
TORREYPINES THERAPEUTICS INC
TOWER BANCORP INC
TOWER GROUP INC
TOWER SEMICONDUCTOR LTD OLD
TOWN CENTER BANCORP
TPC GROUP INC
TRACK DATA CORPORATION OLD
TRACK DATA CORPORATION OLD OLD
TRADESTATION GROUP INC
TRAFFIX INC
TRANSAVE
TRANSAVE PREFERRED
TRANSCEPT INC OLD
TRESTLE HOLDINGS INC (OLD)
TRIBORO COACH CORP
TRIPATH IMAGING INC
TRUSTREET PROPERTIES INC
TRUSTREET PROPERTIES INC $1.93 SERIES A
TRUSTREET PROPERTIES INC 7.5% SERIES C
TURBOSONIC TECHNOLOGIES INC
TURKISH INVESTMENT FUND 2006 RIGHTS
TWEEN BRANDS INC
U.S ENVIROMENTAL INC N/C
U.S. WIRELESS DATA INC
ULTICOM INC (NEW)
ULTICOM INC (OLD)
UNIFI INC COM (OLD)
UNITED HERITAGE BANK
UNITED INDUSTRIAL CORPORATION
UNITED SURGICAL PARTNERS INTL NEW
UNITEK GLOBAL SERVICES INC OLD
UNITEK GLOBAL SERVICES INC OLD OLD
UNIVERSAL AMERICAN CORP
UNIVERSAL AMERICAN SERIES A PFD
UNIVERSAL COMPRESSION HOLDINGS INC COM
UNIVERSAL TRAVEL GROUP (OLD)
US AGBANK CLASS A PERPETUAL NON-CUM PFD
US LEC CORP
USA TECHNOLOGIES INC (OLD)
UTTI CORPORATION
VALERA PHARMACEUTICALS INC
VANTAGEMED CORPORATION
VARSITY GROUP INC
VELOCITY EXPRESS CORPORATION OLD
VERENIUM CORPORATION OLD
VERTICALNET INC
VERTICALNET INC OLD
VERTICALNET INC OLD OLD
VERTRUE INCORPORATED
VION PHARMACEUTICALS INC OLD
VIRGINIA NATIONAL BANK SERIES A
VIRYANET LTD OLD
VISKON-AIRE CORP
VIST FINANCIAL CORP
VISUAL SCIENCES INC
VISUAL SYSTEMS INC
VITA FOOD PRODUCTS INC
VITALSTREAM HOLDINGS INC
VOCALTEC COMMUNICATIONS LTD (OLD)
VOIP INC OLD
VOIS INC NEW
VOIS INC OLD OLD
VOLTARI CORPORATION (OLD)
VONAGE HOLDINGS CORP OLD
VORNADO REALTY TRUST 6.75% SER F PFD
VORNADO REALTY TRUST 7% SER E PFD
VORTEX RESOURCES CORP OLD
VPGI CORP OLD
VU1 CORPORATION
VYTERIS INC OLD
WAINWRIGHT BANK & TRUST COMPANY
WARNER CHILCOTT LIMITED OLD
WARNER MUSIC GROUP CORP
WARRANTECH CORPORATION (NEW)
WARRIOR ENERGY SERVICES CORPORATION
WASHINGTON SAVINGS BANK F.S.B.
WASTE SERVICES INC OLD
WATSON WYATT WORLDWIDE INC CLASS A COM
WAVE SYSTEMS CORP (OLD)
WCI COMMUNITIES INC
WCI STEEL INC CLASS A PREFERRED
WEATHERFORD INTERNATIONAL LTD OLD
WEBFINANCIAL CORP NEW COM
WEBMEDIABRANDS INC (OLD)
WEBMETHODS INC (NEW)
WEDDINGCHANNEL.COM (OPTIONS)
WEDDINGCHANNEL.COM INC
WENDY'S INTERNATIONAL INC
WEST COAST BANCORP (NEW)
WESTAFF INC
WESTBANK CORPORATION
WESTERN ASSET EMERGING MARKETS
WESTERN ASSET EMERGING MARKETS
WESTERN ASSET MUNICIPAL PARTNERS
WESTERN ASSET ZENIX INCOME FUND INC.
WESTERN LIBERTY BANCORP
WEYCO GROUP INC CLASS B
WHITESTONE REIT (COMMERCIAL) OLD
WHITESTONE REIT OPERATING PARTNERSHIP
WILBER CORP
WILLIAM LYON HOMES CL A COM STOCK (OLD)
WILLOW FINANCIAL BANCORP INC
WIMBA
WOLSELEY PLC (OLD OLD)
WOLSELEY PLC (OLD)
WOODBRIDGE HOLDINGS CORPORATION CL A
WOODBRIDGE HOLDINGS CORPORATION CL A OLD
WORKSTREAM INC
WORLDCAST INTERACTIVE INC (NEW)
WORLDGROUP CONSULTING INC (OPTIONS)
WSB HOLDINGS INC
XACORD CORPORATION
XCYTE THERAPIES INC (OLD OLD)
XO HOLDINGS INC
XO HOLDINGS INC 6% CLASS A CONVERTIBLE
XPLORE TECHNOLOGIES CORPORATION
YAMMER INC
YARDBARKER INC COMMON (DO NOT USE)
YASHENG ECO-TRADE CORPORATION
YIELD DYNAMICS INC
YIFAN COMMUNICATIONS INC (OLD)
YMAX CORPORATION
YOUBET.COM INC
YTB INTERNATIONAL INC
Z TRIM HOLDINGS INC OLD
ZANETT INC OLD
ZI CORPORATION
ZIEGLER COMPANIES INC OLD 1-499
ZVUE CORPORATION Z WTS 1/17/12