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Corporate Action Updates |
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All Companies
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Our clients often announce mergers, tender offers, exchanges or other corporate actions that affect the interests of shareholders. In many cases, the terms of the corporate action are very technical and/or confusing. We have designed this section to provide detailed information and instructions in a concise, plain-English format. Moreover, these pages provide access to copies of documents that may be applicable to these corporate actions (e.g., letters of transmittal, tax allocation documents, etc.).
To access the available corporate action pages, please select the desired company from the list below, or use the alphabetical index to easily find a company.
If review of the information provided here does not answer a particular question or concern that you may have, please do not hesitate to contact our Shareholder Services Department via any of the means listed on the "Contact us" page (accessible from the upper toolbar).
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| Company Name |
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@ROAD INC
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@ROAD INC SERIES A-1 PREFERRED STOCK
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1-800 CONTACTS INC
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454 LIFE SCIENCES CORPORATION
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A S V INC
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A.G. EDWARDS, INC.
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A123 SYSTEMS INC (OLD COM/PFD)
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ABLEST INC DELAWARE
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ABRAXAS ENERGY PARTNERS LP
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ABS INDUSTRIES INC (1-499)
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ACCESS PHARMACEUTICALS INC (OLD)
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ACIES CORPORATION (OLD)
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ACORN ENERGY INC
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ACP HOLDING COMPANY-RESTRICTED
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ADAMS EXPRESS COMPANY
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ADAMS RESPIRATORY THERAPEUTICS INC
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ADDISON-DAVIS DIAGNOSTICS INC (OLD)
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ADIFY CORPORATION
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ADJOINED CONSULTING INC
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ADVANTEST PUBLIC LIMITED REG S (OLD)
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ADVANTEST PUBLIC LTD (OLD)
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ADVENTRX PHARMACEUTICALS INC (OLD)
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AEROFLEX INCORPORATED
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AFFINITY MEDIA INTERNATIONAL CORP OLD
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AFP IMAGING (OLD)
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AIMNET SOLUTIONS INC
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AIRSPAN NETWORKS INC OLD
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ALEXANDRIA REAL ESTATE EQUITIES INC
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ALFA CORPORATION
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ALLOY INC
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ALLWORX CORP SERIES 1 PREFERRED
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ALLWORX CORP SERIES A PREFERRED
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ALLWORX CORP SERIES A PRIME PFD
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ALLWORX CORPORATION
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ALTEON INC
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AMBION INC
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AMEN PROPERTIES INC (OLD)
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AMERICAN BANK HOLDINGS INC OLD
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AMERICAN BANK NOTE HOLOGRAPHICS INC
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AMERICAN METAL & TECHNOLOGY INC OLD
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AMERICAN PUBLIC UNIVERSITY SYSTEM COM
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AMERICAN TECHNICAL CERAMICS CORP
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AMERICASBANK CORP
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AMICUS THERAPEUTICS (PRE-IPO)
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AMR RESEARCH INC
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ANALEX CORPORATION
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ANDORRA CAPITAL CORPORATION
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ANDRX CORPORATION-ANDRX GROUP
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ANGELICA CORPORATION
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ANTEON INTERNATIONAL CORP
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APPLICA INCORPORATED
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APPLIED BIOSYSTEMS, INC.
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APPLIED DATA INC (NEW)
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APPLIED NEUROSOLUTIONS INC OLD
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APRIA HEALTHCARE GROUP INC
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AREL COMMUNICATIONS & SOFTWARE LTD
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ARENA RESOURCES INC
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ARGON ST INC
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ARGONAUT GROUP INC
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ARISTOTLE CORP
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ARLINGTON ASSET INVESTMENT CORP CL A OLD
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AROTECH CORPORATION OLD
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ARTEMIS INTERNATIONAL SOLUTIONS CORP
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ASCENT HEALTHCARE SOLUTIONS INC COM
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ASPYRA INC (OLD)
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ASTREX INC (NEW)
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ATARI INC
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ATARI INC OLD
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ATLANTIC COAST ENTERTAINMENT HOLDINGS
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ATLAS ENERGY RESOURCES LLC COM UNIT
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ATP OIL & GAS CORPORATION
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ATSI COMMUNICATIONS INC SERIES H
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AUDIBLE INC
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AULT INCORPORATED
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AUTHORIZE.NET HOLDINGS INC
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AUTOCHINA INTERNATIONAL LIMITED WTS
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AVALON PHARMACEUTICALS INC
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AVERION INTERNATIONAL CORP (CASHOUT)
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AVERION INTERNATIONAL CORP PRE-SPLIT
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AVIGEN INC
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AXS-ONE INC
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B.O.S. BETTER ONLINE SOLUTIONS LTD OLD
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BAIRNCO CORPORATION
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BANCORP OF NEW JERSEY INC
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BANCROFT FUND LTD
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BANCTEC INC 144A
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BANK OF NEVADA
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BANK OF SALEM
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BANK OF SAN JUANS BANCORPORATION
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BANK OF VENICE
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BANKATLANTIC BANCORP INC CL A COM OLD
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BARRIER THERAPEUTICS INC
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BCSB BANKCORP INC
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BELIEFNET INC (COMMON, A AND B)
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BENTHOS INC
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BENTLEY PHARMACEUTICALS INC
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BIGSTAR ENTERTAINMENT INC
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BIOENVISION INC
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BIOFIELD CORP (OLD)
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BIOLUCENT INC
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BIOMET INC
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BIOMETRX INC OLD
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BIOPURE CORPORATION CLASS A OLD
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BIOTIME INC WARRANTS
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BLUEFLY INC OLD
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BNP RESIDENTIAL PROPERTIES INC
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BOSTON RESTAURANT ASSOCIATES INC
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BOUGAINVILLE COPPER LTD
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BPI PACKAGING TECH. INC CL A RED WTS
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BPO MANAGEMENT (OLD)
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BRADLEY PHARMACEUTICALS INC
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BRIDGE STREET FINANCIAL INC
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BRINKS HOME SECURITY HOLDINGS INC
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BROADCASTER INC OLD
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BSD SOFTWARE INC
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BURLINGTON COAT FACTORY
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BUSINESS FIRST NATIONAL BANK
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CAGY INDUSTRIES INC
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CALIFORNIA WATER SERVICE GROUP SERIES C
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CAM COMMERCE SOLUTIONS INC
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CANDELA INC
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CANTON BANCORP INC
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CAPITAL DIRECTIONS INC CASH OUT
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CAPITAL DIRECTIONS INC EXCHANGE
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CAPITAL GOLD CORPORATION OLD
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CAPITAL PACIFIC HOLDINGS INC
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CARAUSTAR INDUSTRIES INC CLASS A COMMON
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CARDIMA INC OLD
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CARDIMA INC OLD OLD
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CARDIODYNAMICS INTERNATIONAL CORP
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CARDIODYNAMICS INTERNATIONAL CORP OLD
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CARDIONET INC OLD COMMON & PFD
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CARDIOVASCULAR SYSTEMS, INC. (OLD)
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CAROLINA DOCTORS CARE INC
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CARR REALTY HOLDINGS (NON-ELECTORS)
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CARRAMERICA REALTY CORPORATION
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CARRAMERICA REALTY CORPORATION SERIES E
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CARRAMERICA REALTY LP (NON-ELECTORS)
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CASABYTE INC COMMON & SER A PREFERRED
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CASH EXPRESS SERVICES INC OLD
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CASH EXPRESS SERVICES INC OLD-REG S
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CASUAL MALE RETAIL GROUP INC OLD
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CATAPULT COMMUNICATIONS CORPORATION
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CD&L INC
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CDW CORPORATION
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CELEBRATE EXPRESS INC
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CELEQUEST CORPORATION
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CELL POWER TECHNOLOGIES INC (OLD)
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CELSION CORPORATION (OLD)
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CELUNOL CORP
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CENTALE INC
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CENTALE INC OLD
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CENTENNIAL COMMUNICATIONS CORP (NEW)
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CHAMPPS ENTERTAINMENT INC
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CHINA TOPREACH INC
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CHINA WATER - STOCK
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CHIPX SERIES AA & BB PREFERRED
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CHORDIANT SOFTWARE INC
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CHYRON CORPORATION (OLD)
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CIRCLE GROUP HOLDINGS INC
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CITIZENS DEVELOPMENT COMPANY
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CITIZENS NATIONAL BANCSHARES INC
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CLAIRE'S STORES INC
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CLEAN DIESEL TECHNOLOGIES INC (OLD)
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CLEARANT INC OLD
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CLEARWIRE CORPORATION CLASS A COMMON
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CLEARWIRE CORPORATION RIGHT 2009
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CLINICAL DATA INC CONTINGENT VALUE RTS
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CLOVERLEAF COMMUNICATIONS INC
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CMGI INC
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COLLAGENEX PHARMACEUTICALS INC
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COLLAGENEX PHARMACEUTICALS INC D PFD
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COLUMBIA EQUITY TRUST INC
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COLUMBIA EQUITY UNIT
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COLUMBIA FINANCIAL CORPORATION
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COMMERCIAL NET LEASE REALTY INC B PFD
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COMMUNITY BANKS, INC.
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COMMUNITY CAPITAL BANK
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COMMUNITY CONNECT INC
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COMTEX NEWS NETWORK INC OLD
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CONCURRENT COMPUTER CORPORATION (OLD)
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CONFIRMA, INC.
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CONSECO INC 5.5% MAN CON PFD CL B
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CORNERSTONE STRATEGIC VALUE FUND INC
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CORNERSTONE TOTAL RETURN FUND INC
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COUNTRYWIDE FINANCIAL CORPORATION
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COVE APPAREL INC
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COX RADIO INC
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CPEX PHARMACEUTICALS INC
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CRITICAL HOMECARE SOLUTIONS INC
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CROSS CANYON ENERGY CORP
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CRYOCOR INC
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CT COMMUNICATIONS INC
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CURRENEX, INC.
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CYBERSOURCE CORPORATION
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CYTOGEN CORPORATION
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CYTYC INC
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DARA BIOSCIENCES INC (OLD OLD)
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DATASCOPE CORP
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DATASTREAM SYSTEMS INC
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DEB SHOPS INC
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DEBT RESOLVE INC OLD
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DEERFIELD CAPITAL CORP OLD
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DELMARVA POWER & LIGHT CO 4% CUM PFD
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DIAMETRICS MEDICAL INC OLD
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DIGENE CORP
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DIGITAL IMAGING RESOURCES INC
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DIGITAL LIGHTWAVE INC
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DIGITAL REALTY TRUST INC 8.50%
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DIGITALGLOBE INC OLD
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DIGITAS INC
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DISCOVERY PARTNERS INTERNATIONAL INC
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DIVX INC (OLD)
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DOCUMENT SCIENCES CORPORATION
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DOW PHARMACEUTICALS INC
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DSL.NET INC
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DUKE-WEEKS REALTY CORP SER B DEP SH
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DUNE ENERGY INC (OLD)
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DYNTEK INC OLD
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DYNTEK INC OLD
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E S & L BANCORP INC
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E* TRADE FINANCIAL CORPORATION OLD
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E-CENTIVES INC OLD
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EAGLE ROCK ENERGY RIGHTS 2010
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EAGLE TEST SYSTEMS INC
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EAST PENN FINANCIAL CORPORATION NEW
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EASTERN HOLDING COMPANY LTD
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EASYLINK SERVICES CORPORATION
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EASYLINK SERVICES CORPORATION OLD
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EATON VANCE CREDIT OPPORTUNITIES FUND
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EATON VANCE INSURED FLORIDA PLUS
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EATON VANCE NATIONAL MUNICIPAL INCOME
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EDGE DYNAMICS INC PFD A
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EDUCATIONAL INSIGHTS INC
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EGENE INC
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ELLACOYA NETWORKS, INC.
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ELLSWORTH FUND LTD
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EMERGISOFT HOLDINGS INC
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EMPEROR MINES LTD
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EMPIRE STATE BANK N A
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EMPIRE STATE BANK N A WARRANTS
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ENCORE BANCSHARES INC
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ENCORIUM GROUP INC (OLD)
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ENDOCARE INC
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ENERGIA GLOBAL INT'L (STLMNT DIST)
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ENOVA CORPORATION
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ENTERTAINMENT DISTRIBUTION COMPANY INC
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ENTREMED INC (OLD)
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ENTROPIC COMMUNICATIONS (PREFERREDS)
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ENTROPIC COMMUNICATIONS INC OLD
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ENTRX CORPORATION *NULL & VOID*
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EPICEPT CORPORATION OLD
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EQUITABLE FINANCIAL 100% STOCK
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EQUITABLE FINANCIAL 50/50 EXCH
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EQUUS TOTAL RETURN INC
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ERGO SCIENCE CO 1-199 SHARES
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ERGO SCIENCES 10000 OR MORE
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ERIE FAMILY LIFE INSURANCE COMPANY
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ESYLVAN INC CLASS A CONV
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ETRIALS WORLDWIDE INC
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EUROSEAS LTD OLD
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EVOLVING SYSTEMS INC OLD
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EXCEL TECHNOLOGY INC
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EYE WONDER INC
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FERMAVIR PHARMACEUTICAL
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FIBERXON INC
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FIELDSTONE INVESTMENT CORPORATION
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FILM ROMAN INC
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FINISAR CORPORATION OLD
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FIRST COMMUNITY CORPORATION DO NOT USE
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FIRST COMPANY
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FIRST CONSULTING GROUP INC
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FIRST INDEPENDENT CAPITAL OF NEVADA
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FIRST INTERSTATE BANCSYSTEM INC CL B
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FIRST JACKSBORO BANCSHARES INC
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FIRST NATIONAL BANCSHARES-BRADENTON
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FIRST NATIONAL BANK OF MORGAN
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FIRSTBANK NW CORP
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FISHER SCIENTIFIC INTERNATIONAL INC
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FLORIDA EAST COAST INDUSTRIES
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FOOD TECHNOLOGY SERVICE INC OLD
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FOODARAMA SUPERMARKETS INC
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FORGENT NETWORKS INC
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FOX & HOUND RESTAURANT GROUP
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FRONTIER FINANCIAL CORPORATION OLD
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GASTAR EXPLORATION LTD OLD
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GEHL COMPANY
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GEMSTAR-TV GUIDE INTERNATIONAL INC
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GENERAL AMERICAN INVESTORS COMPANY INC
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GENERAL HYDROGEN CORPORATION
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GENESIS LEASE LIMITED
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GENOPTIX INC
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GEOVAX LABS INC (OLD)
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GIGOPTIX INC LLC UNITS
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GLOBAL MATRECHS INC (OLD)
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GLOBAL-TECH APPLIANCES INC (OLD)
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GOLF GALAXY INC
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GRANT PRIDECO INC.
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GREAT AMERICAN FINANCIAL RESOURCES INC
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GREAT LAKES BANCORP INC COMMON
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GREATER COMMUNITY BANCORP
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GREEN BUS LINES
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GREENFIELD ONLINE, INC.
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GS CLEANTECH CORPORATION OLD
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GTC BIOTHERAPEUTICS INC OLD
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GULF RESOURCES INC OLD
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GULFMARK OFFSHORE (PRESUMED/DOMESTIC)
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HALIFAX CORPORATION
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HANAROTELECOM INCORPORATED
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HAND HELD ENTERTAINMENT INC OLD
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HANDS ON VIDEO RELAY SERVICES INC
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HANOVER COMPRESSOR COMPANY
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HANOVER DIRECT INC
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HAPTOGUARD INC
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HARBOR BANKSHARES INC 1-100
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HARBOR BIOSCIENCES INC
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HARKEN ENERGY CORPORATION (NEW)
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HARLEYSVILLE NATIONAL CORPORATION
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HEALTH DIALOG SERVICES CORPORATION
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HEALTHSPAN INC
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HEALTHTRONICS INC
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HEALTHWAREHOUSE.COM INC (OLD)
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HIGHBURY FINANCIAL INC
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HIGHLAND HOSPITALITY CORPORATION
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HIGHWOODS PROPERTIES INC 8% B CUM PFD
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HILAND HOLDINGS GP LP
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HILAND PARTNERS LP
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HIRSCH ELECTRONICS
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HIRSCH INTERNATIONAL CORP.
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HLTH CORPORATION
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HQ SUSTAINABLE MARITIME IND 1-1999 OLD
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HUNGARIAN TELEPHONE & CABLE CORP
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HYPERION BROOKFIELD COLLATERALIZED
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I-FLOW CORPORATION (NEW)
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I-LOGIX INC.
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I-MANY INC
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I2 TECHNOLOGIES INC (NEW)
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IBT BANCORP INC
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ICONCLUDE CO.
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IDM PHARMA INC
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IDT CORPORATION OLD
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IMMUNE RESPONSE CORPORATION OLD
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IMPAC MORTGAGE HOLDINGS INC OLD
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INDENTIVE GROUP INC
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INDEPENDENCE COMMUNITY BANK CORP
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INDEVUS CVR SUPPRELIN (BROKERS)
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INDEVUS PHARMACEUTICALS INC
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INDUSTRIAL DISTRIBUTION GROUP INC
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INFINITY PHARMACEUTICALS INC (OLD)
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INFORTE CORP
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INNOVIVE PHARMACEUTICAL COMMON
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INTEGRATED ELECTRICAL SERVICES INC
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INTEGRATED SURGICAL SYSTEMS INC OLD
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INTEGRATION ASSOCIATES INC.
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INTELISYS AVIATION SYSTEMS OF
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INTELISYS AVIATION SYSTEMS OF AMERICA
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INTELLON CORP COMMON PRE-SPLIT
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INTERMOUNTAIN FIRST BANCORP
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INTERNAP NETWORK SERVICES CORP OLD
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INTERNATIONAL FIGHT LEAGUE INC OLD
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INTREPID CAPITAL CORPORATION (OLD)
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INTRINSIC SEMICONDUCTOR CORP
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INVITEL HOLDINGS
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IOMAI CORPORATION
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IOMEGA CORPORATION (NEW)
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ION MEDIA NETWORKS INC CL A
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IONA TECHNOLOGIES PLC
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IPAYMENT INC
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ISOTIS INC
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J CREW GROUP INC OLD
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J CREW GROUP INC SERIES A PREFERRED
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J CREW GROUP INC SERIES B PREFERRED
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JAMAICA CENTRAL RAILWAYS
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JAMES MONROE BANCORP INC
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JDS UNIPHASE CORPORATION OLD
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JENNIFER CONVERTIBLES INC SER B PFD
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JER INVESTORS TRUST INC OLD
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JNETX INC
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K-TEL INTERNATIONAL INC 1-4999
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K-TEL INTERNATIONAL INC NEW
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K-TRON INTERNATIONAL INC
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KANBAY INTERNATIONAL INC
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KAPSTONE PAPER & PACKING CORP UNITS
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KCS ENERGY INC
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KINETIKOS MEDICAL INC
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KINTERA INC
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KKR FINANCIAL CORP
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KMG AMERICA CORPORATION
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KNOVA SOFTWARE INC
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KOHLBERG CAPITAL CORPORATION
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KOOR INDUSTRIES LTD
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KOS PHARMACEUTICALS INC
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LA QUINTA CORPORATION
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LA QUINTA PROPERTIES INC DEPOSITARY
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LANDESK GROUP LIMITED
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LASERSCOPE INCORPORATED
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LAUREATE EDUCATION INC
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LCC INTERNATIONAL INC CLASS A
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LEVEL 8 SYSTEMS INC
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LIBERTY CORP
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LIGHTING SCIENCE GROUP CORPORATION OLD
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LIMCO-PIEDMONT INC
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LINCOLN BANCORP
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LODGIAN INC
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LOGICVISION INC (NEW)
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LOGILITY INC
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LONE STAR STEAKHOUSE & SALOON INC
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LUMERA CORPORATION
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LXU HEALTHCARE G PREFERRED
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LXU HEALTHCARE SER G OPTIONS
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LXU HEALTHCARE WARRANTS
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LXU HEALTHCARE, INC.
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LYNNWOOD FINANCIAL GROUP INC
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MACROCHEM CORPORATION
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MACROCHEM CORPORATION (OLD)
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MACROVISION CORPORATION OLD
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MAGNA-LAB INC CL. A COM.
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MAGNUM COAL COMPANY
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MAGSTAR TECHNOLOGIES (CASH-OUT)
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MAIN STREET TRUST INC
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MAN SANG HOLDINGS INC (OLD)
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MANUGISTICS GROUP INC
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MARITRANS INC
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MARKETRX, INC.
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MARLTON TECHNOLOGIES INC
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MARYLAND PERMANENT BANK & TRUST CO
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MASSBANK CORP
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MAXIM CRANE WORKS HOLDINGS INC
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MAXXAM INC (OLD)
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MCLEODUSA, INC.
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MDRNA INC
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MECHANICAL TECHNOLOGY INC OLD
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MEDICAL NUTRITION USA INC
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MEDICINOVA INC OLD
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MER TELEMANAGEMENT SOLUTIONS LTD OLD
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MERCANTILE BANKSHARES CORPORATION
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MERCATOR PARTNERS ACQUISITION CORP
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MERCURY AIR GROUP (OLD) 1,001 SHS & UP
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MERCURY AIR GROUP INC
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MERIDIAN RESOURCE CORPORATION
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METALINK LTD
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MID-AMERICA APT COMM INC SER H PFD
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MIKRON INFRARED INC
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MILASTAR CORPORATION
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MILLENNIUM BANKSHARES CORPORATION OLD
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MILLENNIUM BIOTECHNOLOGIES GROUP
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MILLENNIUM BIOTECHNOLOGIES GROUP
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MINRAD INTERNATIONAL INC
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ML MACADAMIA ORCHARDS L.P.
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MMH HOLDINGS INC
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MOLECULAR INSIGHT PHARMACEUTICALS (OLD)
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MONMOUTH CAPITAL CORPORATION
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MONOGRAM BIOSCIENCES INC
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MONOGRAM BIOSCIENCES INC OLD
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MOONEY AEROSPACE GROUP LTD
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MORTGAGEIT HOLDINGS, INC
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MOUNTAIN BANK HOLDING COMPANY
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MOVIE STAR INC N/C
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MPX, INC.
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MTM TECHNOLOGIES INC (OLD)
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MUTUAL COMMUNITY SAVINGS BANK INC
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NATIONAL ATLANTIC HOLDINGS CORPORATION
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NATIONAL DATACOMPUTER INC (OLD)
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NATIONAL HOME HEALTH CARE CORP
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NATIONAL IMAGING ASSOCIATES INC CLASS A
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NATIONAL RETAIL PROPERTIES INC
|
|
NATIONAL RETAIL PROPERTIES, INC
|
|
NEON SYSTEMS INC
|
|
NEONODE INC SERIES A PFD
|
|
NEONODE OLD
|
|
NET2PHONE INC
|
|
NETGURU INC OLD
|
|
NETSMART TECHNOLOGIES INC (NEW)
|
|
NEURALSTEM INC B WTS
|
|
NEUROBIOLOGICAL TECHNOLOGIES INC (OLD)
|
|
NEW AMERICA HIGH INCOME FD INC OLD
|
|
NEW ASIA BANCORP INC
|
|
NEW BRUNSWICK SCIENTIFIC CO INC
|
|
NEW EDGE HOLDING CO
|
|
NEW YORK & HARLEM RAIL ROAD COMPANY
|
|
NEW YORK MORTGAGE TRUST INC
|
|
NEW YORK MORTGAGE TRUST INC OLD
|
|
NEWMIL BANCORP INC
|
|
NEWTOWN LANE MARKETING INCORPORATED
|
|
NILE THERAPEUTICS, INC. (OLD)
|
|
NITROMED INC
|
|
NORTH SIDE STATE BANK - WY
|
|
NORTHERN EMPIRE BANCSHARES
|
|
NORTHERN NEW YORK BANCORP INC
|
|
NORTHSTAR CAPITAL INVESTMENT CORP
|
|
NORTHWEST BANCORP INC OLD
|
|
NOVACEA INC
|
|
NOVAMED INC OLD
|
|
NOVEN PHARMACEUTICALS INC
|
|
NOVT CORPORATION (OLD)
|
|
NUTSHELL MAIL INC
|
|
NUWAY MEDICAL INC
|
|
NWP HOLDINGS INC
|
|
OCEANFREIGHT INC CLASS A COMMON OLD
|
|
OCWEN FINANCIAL 9 SHARES AND LESS
|
|
OMNITURE INC COMMON & PREFERREDS
|
|
ONCURE MEDICAL CORP
|
|
ONLINE BENEFITS (COMMON & PFD)
|
|
ONLINE BENEFITS (OPTIONS/WARRANTS)
|
|
ONTARIO NATIONAL BANK
|
|
OPTICAL COMMUNICATION PRODUCTS INC CL A
|
|
OPTICARE HEALTH SYSTEMS INC
|
|
OPTIUM CORPORATION
|
|
ORGANIC TO GO FOOD CORPORATION
|
|
ORION HEALTHCORP INC (1-2499)
|
|
ORTHODONTIX INC
|
|
OSE USA INC
|
|
OTIX GLOBAL INC (OLD)
|
|
OUTLOOK GROUP CORP
|
|
OXYGEN MEDIA CORPORATION
|
|
PACIFIC ENERGY PARTNERS L.P.
|
|
PACIFIC ENTERPRISES
|
|
PAETEC CORP
|
|
PALIGENT INC
|
|
PANTERA PETROLEUM INC OLD
|
|
PAPERCLIP SOFTWARE INC
|
|
PARAGON REAL ESTATE EQUITY AND (OLD)
|
|
PARAMETRIC TECHNOLOGY CORPORATION (OLD)
|
|
PARISH NATIONAL CORP
|
|
PATRIOT CAPITAL FUNDING INC
|
|
PATRON SYSTEMS INC OLD
|
|
PEGASUS COMMUNICATIONS CORP NEW
|
|
PEGASUS SOLUTIONS INC
|
|
PELICAN FINANCIAL INC
|
|
PENN LAUREL FINANCIAL CORP
|
|
PEOPLES ENERGY CORPORATION
|
|
PETCO ANIMAL SUPPLIES INC
|
|
PETROLEUM & RESOURCES CORPORATION
|
|
PFEIFFER VACUUM TECHNOLOGY AG
|
|
PHARMANET DEVELOPMENT GROUP INC
|
|
PHARMION CORPORATION
|
|
PHILADELPHIA CONSOLIDATED HOLDING CORP
|
|
PI CORPORATION
|
|
PI CORPORATION (OPTIONEES)
|
|
PICOLIGHT INCORPORATED
|
|
PIONEER COMPANIES INC
|
|
PLATINUM ENERGY RESOURCES INC UNITS
|
|
PLURISTEM LIFE SYSTEMS INC COMMON (OLD)
|
|
POINT THERAPEUTICS INC
|
|
POLYMEDIX INC SERIES 1 CONVERTIBLE
|
|
PORTA SYSTEMS CORP OLD
|
|
PORTA SYSTEMS CORP OLD OLD
|
|
POTOMAC BANK OF VIRGINIA
|
|
POWER-ONE INC
|
|
PRA INTERNATIONAL INC
|
|
PRAECIS PHARMACEUTICALS INC
|
|
PRESCIENT MEDICAL INC SERIES A PFD OLD
|
|
PRG-SCHULTZ INTERNATIONAL INC OLD
|
|
PRIMEDEX HEALTH SYSTEMS INC
|
|
PRIMEDEX HEALTH SYSTEMS INC 11.5% SER A
|
|
PROSPECT STREET INCOME SHARES INC
|
|
PUMA AG RUDOLF DASSLER SPORT
|
|
PV POWERED INC
|
|
PXRE GROUP LTD.
|
|
QAD INC
|
|
QUMRANET, INC.
|
|
R-TEC TECHNOLOGIES INC OLD
|
|
R2 TECHNOLOGY INC
|
|
RADA ELECTRONIC INDUSTRIES LTD (NEW)
|
|
RADCOM LTD OLD
|
|
RADIATION THERAPY SERVICES INC
|
|
RAILAMERICA INC
|
|
RAPTOR PHARMACEUTICALS CORP OLD
|
|
READER'S DIGEST ASSOCIATION
|
|
REDBACK NETWORKS INC
|
|
REDBACK NETWORKS INC $5.00 WARRANTS
|
|
REDBACK NETWORKS INC $9.50 WARRANTS
|
|
REFAC OPTICAL GROUP
|
|
RELIANT TECHNOLOGIES INC
|
|
REMEDY TEMP INC
|
|
RENO GOLD CORP OLD
|
|
RENT A WRECK OF AMERICA INC
|
|
REPLIDYNE INC
|
|
REPLIDYNE INC (OLD)
|
|
REPUBLIC BANCORP INC
|
|
REVLON INC CLASS A COMMON OLD
|
|
REWARD NETWORK INC OLD
|
|
RF MAGIC (A PREFERRED)
|
|
RF MAGIC (B PREFERRED)
|
|
RF MAGIC (C PREFERRED)
|
|
RF MAGIC INC
|
|
RIT TECHNOLOGIES LTD ORDINARY SHARES OLD
|
|
ROBOMATIX TECHNOLOGIES LTD
|
|
ROTONICS MANUFACTURING INC
|
|
RSA SECURITY INC
|
|
RYAN'S RESTAURANT GROUP INC *T*
|
|
SABRE HOLDINGS CORPORATION
|
|
SAFEGUARD HEALTH ENTERPRISES INC
|
|
SAND HILL IT SECURITY (CASH)
|
|
SBE INC OLD
|
|
SCHEID VINEYARDS INC
|
|
SCOOP INC
|
|
SEEC INC
|
|
SEGUE SOFTWARE INC
|
|
SEITEL INC
|
|
SENTIGEN HOLDING CORP
|
|
SEQUENOM INC
|
|
SERACARE LIFE SCIENCES INC (CALIFORNIA)
|
|
SI INTERNATIONAL INC
|
|
SIERRA DESIGN AUTOMATIONS INC
|
|
SIGNATURE FINANCIAL HOLDINGS INC
|
|
SIGNET GROUP PLC
|
|
SIRENZA INC
|
|
SKYTERRA COMMUNICATIONS 2006 RIGHTS
|
|
SKYTERRA COMMUNICATIONS INC
|
|
SLATER DEVELOPMENT CORP
|
|
SLEEPY HOLLOW BANCORP INC
|
|
SMF ENERGY CORPORATION OLD
|
|
SMITH & WOLLENSKY RESTAURANT
|
|
SOCKET MOBILE INC OLD
|
|
SOMANTA PHARMACEUTICALS INC
|
|
SONIC FOUNDRY INC
|
|
SOUTHPEAK INTERACTIVE CORPORATION W WTS
|
|
SPACEHAB INCORPORATED (OLD)
|
|
SPATIALIGHT INC OLD
|
|
SPIRIT FINANCE CORPORATION
|
|
SPORT SUPPLY GROUP INC
|
|
SSI SURGICAL SERVICES INC
|
|
ST. BERNARD SOFTWARE INC OLD
|
|
STAMFORD INDUSTRIAL GROUP INC OLD
|
|
STAR MARITIME ACQUISITION CORP
|
|
STARWOOD HOTELS & RESORTS WORLDWIDE INC
|
|
STARWOOD HOTELS & RESORTS WORLDWIDE INC
|
|
STATE BANK AND TRUST COMPANY
|
|
STEWART & STEVENSON SERVICES INC
|
|
STRATALIGHT COMMUNICATIONS
|
|
STRATEGIC GAMING INVESTMENTS INC (DEL)
|
|
SUNAIR ELECTRONICS INC
|
|
SUNSHINE PCS CORPORATION CASH-OUT
|
|
SUNSHINE PCS CORPORATION PRE-SPLIT
|
|
SUPERCOM LTD
|
|
SWISHER INTERNATIONAL INC (NEW)
|
|
SWISS HELVETIA FUND INC
|
|
SYBASE INC.
|
|
SYNERGX SYSTEMS INC
|
|
TABERNA REALTY FINANCE TRUST
|
|
TAILWIND FINANCIAL INC UNITS
|
|
TAIWAN GREATER CHINA FUND
|
|
TAPESTRY PHARMACEUTICALS INC (OLD)
|
|
TARGANTA THERAPEUTICS CORPORATION
|
|
TARGET LOGISTICS INC
|
|
TB WOOD'S CORPORATION
|
|
TEFRON LTD OLD
|
|
TELAVA NETWORKS INC
|
|
TELEBYTE TECHNOLOGY INC
|
|
TEST COMPANY
|
|
TEXTRON INC 1.40 CONVERTIBLE PFD
|
|
TEXTRON INC 2.08 CUMULATIVE CONVERTIBLE
|
|
THERMAGE INC (OLD)
|
|
THORNBURG MORTGAGE INC OLD
|
|
TIKCRO TECHNOLOGIES LTD OLD
|
|
TLNB FINANCIAL CORP
|
|
TORREYPINES THERAPEUTICS INC
|
|
TOWN CENTER BANCORP
|
|
TRACK DATA CORPORATION OLD
|
|
TRACK DATA CORPORATION OLD OLD
|
|
TRAFFIX INC
|
|
TRANSCEPT INC OLD
|
|
TRESTLE HOLDINGS INC (OLD)
|
|
TRIBORO COACH CORP
|
|
TRIPATH IMAGING INC
|
|
TRUSTREET PROPERTIES INC
|
|
TRUSTREET PROPERTIES INC $1.93 SERIES A
|
|
TRUSTREET PROPERTIES INC 7.5% SERIES C
|
|
TURKISH INVESTMENT FUND 2006 RIGHTS
|
|
TWEEN BRANDS INC
|
|
U.S ENVIROMENTAL INC N/C
|
|
U.S. WIRELESS DATA INC
|
|
ULTICOM INC (OLD)
|
|
UNIFY CORPORATION OLD
|
|
UNITED HERITAGE BANK
|
|
UNITED INDUSTRIAL CORPORATION
|
|
UNITED SURGICAL PARTNERS INTL NEW
|
|
UNIVERSAL COMPRESSION HOLDINGS INC COM
|
|
UNIVERSAL TRAVEL GROUP (OLD)
|
|
US LEC CORP
|
|
USA TECHNOLOGIES INC (OLD)
|
|
UTTI CORPORATION
|
|
VALERA PHARMACEUTICALS INC
|
|
VANTAGEMED CORPORATION
|
|
VARSITY GROUP INC
|
|
VELOCITY EXPRESS CORPORATION OLD
|
|
VERENIUM CORPORATION OLD
|
|
VERTICALNET INC
|
|
VERTICALNET INC OLD
|
|
VERTICALNET INC OLD OLD
|
|
VERTRUE INCORPORATED
|
|
VION PHARMACEUTICALS INC OLD
|
|
VIRGINIA NATIONAL BANK SERIES A
|
|
VIRYANET LTD OLD
|
|
VISKON-AIRE CORP
|
|
VIST FINANCIAL CORP
|
|
VISUAL SCIENCES INC
|
|
VITA FOOD PRODUCTS INC
|
|
VITALSTREAM HOLDINGS INC
|
|
VOCALTEC COMMUNICATIONS LTD (OLD)
|
|
VOIP INC OLD
|
|
VOIS, INC.
|
|
VONAGE HOLDINGS CORP OLD
|
|
VORTEX RESOURCES CORP OLD
|
|
VPGI CORP OLD
|
|
VYTERIS INC OLD
|
|
WARNER CHILCOTT LIMITED OLD
|
|
WARRANTECH CORPORATION (NEW)
|
|
WARRIOR ENERGY SERVICES CORPORATION
|
|
WASHINGTON SAVINGS BANK F.S.B.
|
|
WASTE SERVICES INC OLD
|
|
WATSON WYATT WORLDWIDE INC CLASS A COM
|
|
WAVE SYSTEMS CORP (OLD)
|
|
WCI COMMUNITIES INC
|
|
WCI STEEL INC CLASS A PREFERRED
|
|
WEATHERFORD INTERNATIONAL LTD OLD
|
|
WEBFINANCIAL CORP NEW COM
|
|
WEBMETHODS INC (NEW)
|
|
WEDDINGCHANNEL.COM (OPTIONS)
|
|
WEDDINGCHANNEL.COM INC
|
|
WENDY'S INTERNATIONAL INC
|
|
WESTAFF INC
|
|
WESTBANK CORPORATION
|
|
WESTERN ASSET EMERGING MARKETS
|
|
WESTERN ASSET EMERGING MARKETS
|
|
WESTERN ASSET MUNICIPAL PARTNERS
|
|
WESTERN ASSET ZENIX INCOME FUND INC.
|
|
WEYCO GROUP INC CLASS B
|
|
WILLOW FINANCIAL BANCORP INC
|
|
WOODBRIDGE HOLDINGS CORPORATION CL A
|
|
WOODBRIDGE HOLDINGS CORPORATION CL A OLD
|
|
WORLDCAST INTERACTIVE INC (NEW)
|
|
WORLDGROUP CONSULTING INC (OPTIONS)
|
|
XACORD CORPORATION
|
|
XCYTE THERAPIES INC
|
|
XO HOLDINGS INC 6% CLASS A CONVERTIBLE
|
|
YIELD DYNAMICS INC
|
|
YIFAN COMMUNICATIONS INC (OLD)
|
|
YMAX CORPORATION
|
|
YOUBET.COM INC
|
|
YTB INTERNATIONAL INC
|
|
Z TRIM HOLDINGS INC OLD
|
|
ZANETT INC OLD
|
|
ZIEGLER COMPANIES INC OLD 1-499
|
|
ZVUE CORPORATION Z WTS 1/17/12
|
