CORPORATE ACTION UPDATES
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Conversions
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B
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D
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Our clients often announce mergers, tender offers, exchanges or other corporate actions that affect the interests of shareholders. In many cases, the terms of the corporate action are very technical and/or confusing. We have designed this section to provide detailed information and instructions in a concise, plain-English format. Moreover, these pages provide access to copies of documents that may be applicable to these corporate actions (e.g., letters of transmittal, tax allocation documents, etc.).
To access the available corporate action pages, please select the desired company from the list below, or use the alphabetical index to easily find a company.
If review of the information provided here does not answer a particular question or concern that you may have, please do not hesitate to contact our Shareholder Services Department via any of the means listed on the "Contact us" page (accessible from the upper toolbar).
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| Company Name |
A123 SYSTEMS INC (OLD COM/PFD)
PRE-IPO TO POST-IPO CONVERSION
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BPO MANAGEMENT (OLD)
CONVERSION
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CAPITAL PROPERTIES INC CL B RESTRICTED
CAPITAL PROPERTIES, INC. CLASS B RESTRICTED
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CONSECO INC 5.5% MAN CON PFD CL B
CONVERSION
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ELLINGTON FINANCIAL LLC 144A
EXCHANGE
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FIRST INTERSTATE BANCSYSTEM INC CL B
CONVERSION
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GI DYNAMICS INC
EXCHANGE TO LOCAL MARKET SHARES
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HECLA MINING CO 6.50 MANDATORY CONV PFD
MANDATORY CONVERSION
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IDT CORPORATION
MANDATORY CONVERSION
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INDEVUS CVR SUPPRELIN (BROKERS)
CSR CONVERSION
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JENNIFER CONVERTIBLES INC SER B PFD
PREFERRED CONVERSION
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MANHATTAN PHARMACEUTICALS INC SER A CONV
MANHATTAN PHARMACEUTICALS SERIES A
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MERCATOR PARTNERS ACQUISITION CORP
CONVERSION
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MICHROM BIO
MANDATORY CONVERSION
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MILLENNIUM BIOTECHNOLOGIES GROUP
CONVERSION
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MILLENNIUM BIOTECHNOLOGIES GROUP
CONVERSION
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MYLAN INC 6.50% MANDATORY CONV PFD
mandatory conversion
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OPKO HEALTH INC 8% SER D CUMULATIVE
CONVERSION
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POLYMEDIX INC SERIES 1 CONVERTIBLE
PREFERRED CONVERSION
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STERLING FINANCIAL CORP CONV VT PFD B
CONVERSION
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STERLING FINANCIAL CORP CONV VT PFD D
CONVERSION
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VIRGINIA NATIONAL BANK SERIES A
PREFERRED CONVERSION
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WCI STEEL INC CLASS A PREFERRED
MANDATORY CONVERSION
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WEYCO GROUP INC CLASS B
CONVERSION
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WHITESTONE REIT OPERATING PARTNERSHIP
CONVERSION
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