CORPORATE ACTION UPDATES
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Our clients often announce mergers, tender offers, exchanges or other corporate actions that affect the interests of shareholders. In many cases, the terms of the corporate action are very technical and/or confusing. We have designed this section to provide detailed information and instructions in a concise, plain-English format. Moreover, these pages provide access to copies of documents that may be applicable to these corporate actions (e.g., letters of transmittal, tax allocation documents, etc.).
To access the available corporate action pages, please select the desired company from the list below, or use the alphabetical index to easily find a company.
If review of the information provided here does not answer a particular question or concern that you may have, please do not hesitate to contact our Shareholder Services Department via any of the means listed on the "Contact us" page (accessible from the upper toolbar).
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| Company Name |
ACORN ENERGY INC
Acorn Factor Name Change
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ADAMS EXPRESS COMPANY
PERMANENT ELECTION OF DIVIDEND
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ADRIAN STEEL COMPANY
EXCHANGE
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ALLWORX CORPORATION
ESCROW DISTRIBUTION
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ALPINE GROUP INC 6% NOTES DUE 2010
MATURITY
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AMERICAN PUBLIC UNIVERSITY SYSTEM COM
FORWARD SPLIT
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AREL COMMUNICATIONS & SOFTWARE LTD
GOING PRIVATE TRANSACTION
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BANCORP OF NEW JERSEY INC
NAME & CUSIP NO. CHANGE
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BENTLEY PHARMACEUTICALS INC
SPIN-OFF
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BOUGAINVILLE COPPER LTD
ADR TERMINATION
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CARRAMERICA REALTY CORPORATION SERIES E
LIQUIDATION
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CASH EXPRESS SERVICES INC OLD
SHARES EXCHANGE
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CASH EXPRESS SERVICES INC OLD-REG S
SHARES EXCHANGE
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CASUAL MALE RETAIL GROUP INC OLD
RECLASSIFICATION
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CHINA TOPREACH INC
MEETING POSTPONED
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CIRCLE GROUP HOLDINGS INC
NAME CHANGE
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CLINICAL DATA INC CONTINGENT VALUE RTS
EXCHANGE
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COMMERCIAL NET LEASE REALTY INC B PFD
NAME CHANGE
NAME CHANGE
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CPEX PHARMACEUTICALS INC
BENTLEY PHARMACEUTICALS INC., SPINS OFF CPEX PHARMACEUTICALS, INC
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CROSS CANYON ENERGY CORP
NAME CHANGE
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EDCI HOLDINGS INC (1399 OR LESS)
REVERSE FORWARD STOCK SPLIT
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EMPIRE STATE BANK N A WARRANTS
FORMATION OF HOLDING COMPANY
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ENCORE BANCSHARES INC
Guardian Holdings Inc named changed to ENCORE BANCSHARES INC on November 14, 2001
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ENERGIA GLOBAL INT'L (STLMNT DIST)
SETTLEMENT AGREEMENT DISTRIBUTION
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EQUUS TOTAL RETURN INC
Equus Cash Election
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FIAT SPA - SAVINGS
ADR TERMINATION
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GIGOPTIX INC LLC UNITS
EXCHANGE
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HANAROTELECOM INCORPORATED
ADR TERMINATION
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HARBOR BIOSCIENCES INC DO NOT USE
NAME CHANGE
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IDENTIVE GROUP INC
SCM name change to Identive Group Inc
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INFOSYS LIMITED
Name Change- InfoSys Technologies Limited
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INTELLON CORP COMMON PRE-SPLIT
PRE-IPO CONVERSION
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J CREW GROUP INC OLD
STOCK SPLIT
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KCAP FINANCIAL INC
KOHLBERG CAPITAL ELECTION
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MOSAIC COMPANY OLD
PLAN OF RESTRUCTURING
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MUZAK HOLDINGS LLC DISCOUNT WTS
WARRANT PURCHASE
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NATIONAL RETAIL PROPERTIES INC
NAME CHANGE
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NEONODE INC SERIES A PFD (OLD)
CONVERSION
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PETROLEUM & RESOURCES CORPORATION
permanent elections for dividend
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PFEIFFER VACUUM TECHNOLOGY AG
ADR TERMINATION
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PLATINUM ENERGY RESOURCES INC UNITS
PLATINUM ENERGY RESOURCES INC WARRANT EXPIRATION
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PROSPECT STREET INCOME SHARES INC
Termination
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PUMA AG RUDOLF DASSLER SPORT
ADR TERMINATION
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QAD INC
QAD Dividend Election
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REDDY ICE HOLDINGS INC
BANKRUPTCY
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SAND HILL IT SECURITY (CASH)
CASH PAYMENT
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SLATER DEVELOPMENT CORP
LIQUIDATION
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STATE BANK AND TRUST COMPANY
FORMATION OF HOLDING COMPANY
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TAILWIND FINANCIAL INC UNITS
SPAC LIQUIDATION
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TELAVA NETWORKS INC
NAME CHANGE TRANSNATIONAL FINANCIAL NETWORK, INC., TO TELAVA NETWORKS, INC 07114
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THERMAGE INC (OLD)
SHARES EXCHANGE
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THESTREET INC
Name Change- The Street. Com Inc
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TITANIUM METALS CORPORATION 6 3/4%
CONVERSION/REDEMPTION
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VIST FINANCIAL CORP
VIST FINANCIAL CORP 3RD QTR 2008 DIVIDEND POSTPONED
LEESPORT FINANCIAL CORP NAME & CUSIP # CHANGE
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WARNER CHILCOTT LIMITED OLD
REDOMESTICATION
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ZVUE CORPORATION Z WTS 1/17/12
HandHeld Entertainment Co# 14869 Name Change to ZVUE Corporation
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