Investor Services

Transfers Involving A Trust

Transfers Involving A Trust:

Transfer to a trust:

  • The original stock certificate(s) and/or affidavits of loss.
  • Signature(s) of the registered owner(s) on the reverse side of each certificate or stock power with a Medallion Signature Guaranteed.
  • A letter of instructions indicating Trust Title, Trust Date, Trustees, complete address (including zip code) and Tax Identification Number of the new registration. Execute the Substitute Form W-9, on the stock power, certifying the Social Security or Tax Identification Number of the new registration.

Note: Please provide copy of the first and last page of the Trust Agreement for clarity of the Title, Date and Signature.


Transfers from a trust:

Follow the instructions mentioned above. However, the signature must be of the Trustee, signing in the capacity of Trustee (i.e. John Doe, Trustee; John Doe, Successor Trustee)

OR

  • A Certified Court Order naming the Successor Trustee


Mailing Address:

     Operations Center
     6201 15th Avenue
     Brooklyn, NY 11219
     Attn: Transfer Department